Transaction · 0001225208-26-008246

Ghei Ashima

Ghei Ashima, CFO, reported a transaction classified as exercise at BROADRIDGE FINANCIAL SOLUTIONS, INC. involving 406.000000 shares for an estimated $0.00. Reported holdings after the transaction were 6433.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCFO
BRBROADRIDGE FINANCIAL SOLUTIONS, INC.
Filing timeOct 05
Trade dateOct 01, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$159.08
Pre-filing
1mo ago +16.8%1w ago +16.8%1d ago +1.3%
Returns since
7d30d90d180d1y

BR price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
BR since 2026-10-05Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001225208-26-008246
Common Stock
Transaction date
Oct 01, 2026
Filed Oct 05, 2026, 09:24 PM · 4d delay
Shares
406 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
6.43k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
+6score
Filing-only score

+6

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CFO

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock.

  2. F2

    Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common st…

Original filing · 0001225208-26-008246
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