Transaction · 0001420756-26-000007

Bornemann Keith E.

Bornemann Keith E., CAO, reported a transaction classified as grant at Hilltop Holdings Inc. involving 62.000000 shares for an estimated $2101.18. Reported holdings after the transaction were 8034.020000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACAO
HTHHilltop Holdings Inc.
Filing timeOct 05
Trade dateOct 01, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$38.15
Pre-filing
1mo ago -1.0%1w ago +1.4%1d ago +1.4%
Returns since
7d30d90d180d1y

HTH price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
HTH since 2026-10-05Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001420756-26-000007
Common Stock
Transaction date
Oct 01, 2026
Filed Oct 05, 2026, 10:45 PM · 4d delay
Shares
62 sh
$33.89 per share
Estimated value
$2.10k
Computed from shares × price
Holdings after
8.03k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
-16score
Filing-only score

-16

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Accounting Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2026 through September 30, 2026.

  2. F2

    In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2026.

Original filing · 0001420756-26-000007
Related transactions

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Same reporting owner
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HTH