Transaction · 0001171694-26-000012

HERRINGER FRANK C

HERRINGER FRANK C, DIR, reported a transaction classified as grant at SCHWAB CHARLES CORP involving 445.000000 shares. Reported holdings after the transaction were 153636.780000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
SCHWSCHWAB CHARLES CORP
Filing timeOct 06
Trade dateOct 01, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableNot calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$97.96
Pre-filing
1mo ago +10.5%1w ago +1.6%1d ago -0.2%
Returns since
7d30d90d180d1y

SCHW price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
SCHW since 2026-10-06Filed today · pre-filing context shaded
Loading…
Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001171694-26-000012
Restricted Stock Units
Transaction date
Oct 01, 2026
Filed Oct 06, 2026, 12:00 AM · 5d delay
Shares
445 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
153k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
-18score
Filing-only score

-18

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

  2. F2

    The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

  3. F3

    The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

  4. F4

    The RSUs were received in lieu of cash compensation otherwise payable as director fees.

  5. F5

    Includes 440.52 RSUs acquired through dividend reinvestment.

Original filing · 0001171694-26-000012
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

SCHW