Transaction · 0001628280-26-065275

Smith R Sharon

Smith R Sharon, EV, GC, reported a transaction classified as exercise at OCTAVE SPECIALTY GROUP INC involving 2539.000000 shares. Reported holdings after the transaction were 158865.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEV, GC
OSGOCTAVE SPECIALTY GROUP INC
Filing timeOct 06
Trade dateOct 03, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$4.62
Pre-filing
1mo ago -2.4%1w ago -2.4%1d ago -2.4%
Returns since
7d30d90d180d1y

OSG price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
OSG since 2026-10-06Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001628280-26-065275
Common Stock
Transaction date
Oct 03, 2026
Filed Oct 06, 2026, 11:20 PM · 3d delay
Shares
2.53k sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
158k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
-2score
Filing-only score

-2

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Exec VP & Group COO

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") a…

  2. F2

    Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

  3. F3

    Represents the aggregate amount of RSUs that vested.

  4. F4

    The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on October 3, 2026, July 9,…

  5. F5

    Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.

  6. F6

    Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elec…

Original filing · 0001628280-26-065275
Related transactions

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Same reporting owner
Recent company activity

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