Transaction · 0001683168-26-007698

Yeh Shu-Hua (Joshua)

Yeh Shu-Hua (Joshua), SR, reported an open-market or private sale at APPLIED OPTOELECTRONICS, INC. involving 6000.000000 shares for an estimated $720180.00. Reported holdings after the transaction were 371498.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SSR
AAOIAPPLIED OPTOELECTRONICS, INC.
Filing timeOct 07
Trade dateOct 05, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position traded1.59%Shares sold ÷ (holdings after + shares sold). Estimated position before: 377,498 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$113.06
Pre-filing
1mo ago +0.0%1w ago +0.0%1d ago +0.0%
Returns since
7d30d90d180d1y

AAOI price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
AAOI since 2026-10-07Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001683168-26-007698
Common Stock, $.001 par value
Transaction date
Oct 05, 2026
Filed Oct 07, 2026, 08:05 PM · 2d delay
Shares
6.00k sh
$120.03 per share
Estimated value
-$720k
Computed from shares × price
Holdings after
371k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership 10b5-1 Detected
0score
Filing-only score

0

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

*** See Remarks

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026. The shares were sold in multiple transactions at actual sale prices ranging from $12…

Original filing · 0001683168-26-007698
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