Transaction · 0001493152-26-046201

Finley John David

Finley John David, CC, reported a transaction classified as exercise at PALISADE BIO, INC. involving 3227384.000000 shares. Reported holdings after the transaction were 3356672.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCC
PALIPALISADE BIO, INC.
Filing timeOct 08
Trade dateOct 06, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$1.48
Pre-filing
1mo ago +41.2%1w ago +7.4%1d ago +7.4%
Returns since
7d30d90d180d1y

PALI price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
PALI since 2026-10-08Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001493152-26-046201
Common Stock
Transaction date
Oct 06, 2026
Filed Oct 08, 2026, 01:35 AM · 2d delay
Shares
3.22M sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
3.35M sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership Large Holdings Increase
+2score
Filing-only score

+2

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CEO CFO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs").

  2. F2

    Represents the number of shares of common stock the Issuer has withheld to satisfy the Reporting Person's income tax withholding and remittance obligations as part of the settlement of vested RSUs. Ac…

  3. F3

    The Reporting Person is the managing member of FCW Investments, LLC and has the sole investment and voting power over the securities held by this entity.

  4. F4

    Each RSU represents a contingent right to receive one share of the Issuer's common stock.

  5. F5

    The RSUs shall vest with respect to 1/3rd of the shares on October 6, 2026 and quarterly thereafter over the following eight quarters, subject to the Reporting Person's continuous service to the Issue…

  6. F6

    The RSUs shall vest with respect to 1/6th of the shares on July 6, 2026 and quarterly thereafter over the following ten quarters, subject to the Reporting Person's continuous service to the Issuer thr…

Original filing · 0001493152-26-046201
Related transactions

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Same reporting owner
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