Latest filingOct 05, 2026Most recent Form 4
RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
Insider activity for last month from 09/05 to 10/05. Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.
Total buying$00 buys
Total selling$00 sells
Net open-market+$04 insiders
Open-market mix
Buy vs sell distribution by transaction countInsider activity report
Monthly purchases, sales and code-A awards Buys Sells Awards / grants (A)
Code A includes awards, grants and other acquisitions; these are not open-market buys.
Distinct insiders active
Reporting-owner CIKs by month · peak Sep 2026 (4)Sep 2026Oct 2026
Top insiders
By absolute net value across the selected period- RL+$23.8M
- GW+$2.3M
- OA+$104.9k
- SD+$4.8k
Filing detail checks
Secondary metrics for the selected periodTransaction codes
By Form 4 transaction code in selected period4transactionstxns
- J · Other · dominant4 · 100%
Activity by reported role
A joint filing can contribute to multiple roles4transactionstxns
- Director · dominant1 · 25%
- HC1 · 25%
- PM1 · 25%
- PRES1 · 25%
Reported Holdings After
Separated by insider, security, and ownership type
O'Neill Stephen AndrewCommon Shares of Beneficial Interest · Direct
119,922.775Sep 24, 2026
Galley Patrick W.Common Shares of Beneficial Interest · Direct
550,403.36Sep 24, 2026
RiverNorth Strategic Holdings, LLCCommon Stock · Direct
2,375,123Sep 24, 2026
Swanson DavidCommon Shares of Beneficial Interest · Direct
1,835Sep 24, 2026
These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.
Filing activity heatmap
Each cell is one day · intensity = transactions · buys green, sells redSep 05 → Oct 05
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Filing-only signals
Deterministic matches in the selected period
RIV transaction history
Filters apply within this company and selected period by defaultLatest insider transactions
Form 4 filings from last month. Click any column to sort; click it again to flip the order.
| ID | Ticker | Insider | Role | Type | Shares | Value | Code | Filed | Trans date |
|---|---|---|---|---|---|---|---|---|---|
| #236596 | RIV | Swanson David | DIR | other | 459 | $481k | J | 10/05 | 09/24 |
| #236541 | RIV | RiverNorth Strategic Holdings, LLC | HC | other | 2.27M | $2.38B | J | 10/05 | 09/24 |
| #236538 | RIV | Galley Patrick W. | PRES | other | 219k | $230M | J | 10/05 | 09/24 |
| #236524 | RIV | O'Neill Stephen Andrew | PM | other | 10.0k | $10.4M | J | 10/05 | 09/24 |
RIVERNORTH OPPORTUNITIES FUND, INC. Insider Activity FAQ
SEC Form 4 contextWho recently reported transactions at RIVERNORTH OPPORTUNITIES FUND, INC.?
Swanson David, RiverNorth Strategic Holdings, LLC, Galley Patrick W., O'Neill Stephen Andrew.
When was the latest reported open-market purchase?
No code-P purchase is available for this period.
When was the latest reported open-market sale?
No code-S sale is available for this period.
What is the recent purchase and sale balance?
No code-P purchases or code-S sales were reported in the selected period.
Where can I see the original SEC filing?
Every transaction row and latest-activity fact links to its original SEC filing.
What do these Form 4 transaction codes mean?
P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.