Transaction · 0001126328-26-000186

HOCHSCHILD ROGER C

HOCHSCHILD ROGER C, DIR, reported a transaction classified as grant at PRINCIPAL FINANCIAL GROUP INC involving 218.000000 shares for an estimated $25019.86. Reported holdings after the transaction were 29892.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
PFGPRINCIPAL FINANCIAL GROUP INC
Filing timeSep 29
Trade dateSep 25, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableNot calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$113.97
Pre-filing
1mo ago -2.5%1w ago +3.2%1d ago +0.2%
Returns since
7d30d90d180d1y

PFG price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
PFG since 2026-09-29Filed today · pre-filing context shaded
Loading…
Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001126328-26-000186
Phantom Stock Units
Transaction date
Sep 25, 2026
Filed Sep 29, 2026, 08:31 PM · 4d delay
Shares
218 sh
$114.77 per share
Estimated value
$25.0k
Computed from shares × price
Holdings after
29.8k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
-10score
Filing-only score

-10

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Grant of restricted stock units.

  2. F2

    The units convert to common stock on a one-for-one basis.

  3. F3

    The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative un…

Original filing · 0001126328-26-000186
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

PFG